Compliance Managers, or Compliance Specialists, are responsible for keeping a company’s activities within the guidelines, regulations and ethical expectations of their field. Their duties include monitoring business operations and reporting infractions, reviewing company policies for possible risks and liabilities and researching legal requirements for new initiatives.
Compliance Manager 应该能够履行各种职责和责任。以下是 Compliance Manager 应该能够执行的一些职责和责任:
- Analyze internal business systems to ensure compliance with industry regulations and ethical standards.
- Create, modify, update and implement the company’s policies.
- Develop risk management strategies.
- Design control systems to address cases of violation of internal business policies.
- Design ongoing training programs for employees of the business.
- Liaise with other departmental heads to ensure that all business operations are in line with business policies.
有竞争力的 Compliance Manager 将具备某些技能和资格,包括:
- Proficiency in word processing, spreadsheet and presentation software
- Good grasp of industry processes and existing business regulations
- Excellent analytical skills
- Ability to solve problems when they arise
- Excellent interpersonal skills