Compliance Managers, or Compliance Specialists, are responsible for keeping a company’s activities within the guidelines, regulations and ethical expectations of their field. Their duties include monitoring business operations and reporting infractions, reviewing company policies for possible risks and liabilities and researching legal requirements for new initiatives.
Compliance Manager は、さまざまな職務と責任を果たすことができなければなりません。以下は、Compliance Manager が実行できるいくつかの職務と責任です:
- Analyze internal business systems to ensure compliance with industry regulations and ethical standards.
- Create, modify, update and implement the company’s policies.
- Develop risk management strategies.
- Design control systems to address cases of violation of internal business policies.
- Design ongoing training programs for employees of the business.
- Liaise with other departmental heads to ensure that all business operations are in line with business policies.
競争力のある Compliance Manager には、次のような特定のスキルと資格があります:
- Proficiency in word processing, spreadsheet and presentation software
- Good grasp of industry processes and existing business regulations
- Excellent analytical skills
- Ability to solve problems when they arise
- Excellent interpersonal skills